Article R519-53
The professional association does not carry out the tasks of a professional trade union within the meaning of Book I of Part Two of the Labour Code and is not representative in this respect, whatever…
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Showing 4301–4310 of 56579 articles for “Art. 150 U and 150 VC”
The professional association does not carry out the tasks of a professional trade union within the meaning of Book I of Part Two of the Labour Code and is not representative in this respect, whatever…
Where, pursuant to I ofArticle L. 532-23, an investment firm or credit institution wishes to provide custody account keeping services in another Member State of the European Union or party to the Agre…
The association provides its members with all relevant information concerning changes in the regulations applicable to them. It informs them of any difficulties observed in the banking and payment ser…
On receipt of an application for authorisation, the AMF will check that it complies with the standard file provided for in the second paragraph of Article R. 532-10 and, if it does, will examine it. T…
Where it is authorised to provide one or more investment services, the portfolio management company shall, for the provision of such services, comply with the provisions of this Title applicable to po…
…investment service provider other than an asset management company plans to amend any of the disclosures referred to in I of Article D. 532-23-2, it shall inform the Autorité de contrôle prudentiel et…
A company from a third country within the meaning of 1° of Article L. 532-47 of this Code is not required to establish a branch in France if, without providing any other investment service mentioned i…
The Autorité de contrôle prudentiel et de résolution shall take into account any guidance issued by the European Banking Authority for the application of Article L. 533-4.
The intermediary shall explain to the customer, including the potential customer, the reasons for his proposals and how he has taken account of the information he has obtained from the customer.
I.-The association shall set up a committee responsible for imposing the sanctions mentioned in the first paragraph of II of article L. 519-13 and in article L. 513-14 on its members. This committee m…
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