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Article R214-214-9 of the French Monetary and Financial Code

When a company carries out capital increases or sales of securities reserved for its employees, through the intermediary of the mutual fund covered by this paragraph, the subscription form is signed by the fund’s portfolio management company.

The issuing company notifies the fund’s portfolio management company of the number of equity securities subscribed for or the number of securities sold. The fund’s portfolio management company informs each unitholder of the number of shares subscribed and sends them a registered statement showing the date on which the shares can be sold.

Original in French 🇫🇷
Article R214-214-9

Lorsqu’une société procède à des augmentations de capital ou à des cessions de titres réservées à ses travailleurs, par l’intermédiaire du fonds commun de placement relevant du présent paragraphe, le bulletin de souscription est signé par la société de gestion de portefeuille du fonds.


La société émettrice notifie à la société de gestion de portefeuille du fonds le nombre de titres de capital souscrits ou le nombre de titres cédés. La société de gestion de portefeuille informe chaque porteur de parts du fonds du nombre de titres souscrits et lui adresse un relevé nominatif mentionnant la date de cessibilité de ces titres.

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