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Section 6: Provisions common to investment services providers relating to investor guarantees

Article L533-23 of the French Monetary and Financial Code

The investment services providers and persons mentioned in article L. 421-17 are required to inform investors, before entering into business relations with them, of the existence of a compensation scheme applicable in respect of the transaction or transactions envisaged, the amount and extent of the cover offered and, where applicable, the identity of the compensation fund. The investor compensation scheme is defined in articles L. 322-1 to L. 322-10.

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