Section 5: Relations with the statutory auditors

I. – (Repealed) II. – The Autorité des marchés financiers may ask the statutory auditors of persons whose securities are admitted to trading on a regulated market for any information on the persons they control. The statutory auditors of the persons referred to in the first paragraph of this II shall communicate to the Autorité des marchés financiers any information that has come to their attention in the course of…

Statutory auditors of portfolio management companies and data communication service providers are bound by professional secrecy with regard to the Autorité des marchés financiers. Statutory auditors are required to report as soon as possible to the Autorité des marchés financiers any fact or decision concerning an asset management company and data communication service providers authorised by the Autorité des marchés financiers of which they have become aware in the course…

Statutory auditors are required to report to the AMF as soon as possible any fact or decision concerning an investment services provider or an intermediary authorised to hold or administer financial instruments of which they have become aware in the course of their duties and which may constitute a breach of the provisions of the AMF General Regulation relating to the rules of conduct or the conditions for carrying on…

The Autorité des marchés financiers may ask the statutory auditors of an investment services provider, an AIF, a market undertaking or an intermediary authorised to hold or administer financial instruments for any information concerning the application by that provider, market undertaking or intermediary of the provisions of Book IV or of Title III of Book V of this Code or of the General Regulation of the Autorité des marchés financiers…