Subsection 2: Provisions relating to investment firms and credit institutions providing investment services

I. – For the purposes of II of Article L. 533-12, the information provided to clients is as follows: 1° Where they provide the investment service referred to in 5° of Article L. 321-1, investment service providers other than portfolio management companies shall indicate to the client, in good time before the service is provided: – whether the investment advice is provided independently ; – whether the investment advice is…

I. – For the purposes of I bis of Article L. 533-13, professional clients wishing to benefit from the guarantees provided for therein shall inform the investment services provider either electronically or on paper. II. – For the purposes of 1° of III of Article L. 533-13, non-complex financial instruments are as follows: 1° Shares admitted to trading on a regulated market in a Member State of the European Union…

For the purposes of II of Article L. 533-15, the following conditions must be met: 1° The client has agreed to receive the suitability statement without undue delay after the conclusion of the transaction; 2° Investment services providers other than portfolio management companies have given the client the option of delaying the transaction so that it can receive the suitability statement beforehand. For the purposes of the last paragraph of…