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Section 4: Monitoring compliance with trading platform rules and other obligations

Article L420-9 of the French Monetary and Financial Code

I. – The operator of a trading venue shall establish and maintain arrangements and procedures, including the necessary resources, to monitor on a regular basis the compliance of its members with the rules of the trading venue and the orderly conduct of transactions on the trading venue. It shall monitor orders transmitted, including cancellations, and transactions carried out by members on the trading platform, with a view to detecting any…

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