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Subsection 3: Verification of professional qualifications and continuing training

Article R519-39 of the French Monetary and Financial Code

The association ensures that the relevant staff of its members comply with the conditions of professional competence set out in article L. 519-3-3 , depending on the nature of the activity carried out and the products distributed, in accordance with the conditions set out in articles R. 519-8, R. 519-9 and R. 519-11 to R. 519-15. To this end, each member must provide the association with a list of the…

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Article R519-40 of the French Monetary and Financial Code

The association verifies that its members and the staff concerned comply with the obligations relating to training and continuing professional development set out in articles L. 314-24 and R. 519-15-1. It verifies that the training courses referred to in article R. 519-15-1 are: 1° Effectively provided as part of internal offers or offers from external bodies relating to the training courses referred to inarticle L. 6313-1 of the Labour Code,…

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