Call Us + 33 1 84 88 31 00

Article L621-17 of the French Monetary and Financial Code

Any breach by financial investment advisers as defined in article L. 541-1 of the laws, regulations and professional obligations applicable to them is subject to sanctions imposed by the Enforcement Committee in accordance with the procedures set out in I, a and b of III and IIIa to V of article L. 621-15.

Original in French 🇫🇷
Article L621-17

Tout manquement par les conseillers en investissements financiers définis à l’article L. 541-1 aux lois, règlements et obligations professionnelles les concernant est passible des sanctions prononcées par la commission des sanctions selon les modalités prévues aux I, a et b du III et III bis à V de l’article L. 621-15.

Need help with this article? Get help from a French lawyer

Our French business lawyers are here to help.
We offer a FREE evaluation of your case.
Call us at +33 (0) 1 84 88 31 00 or send us an email.

Useful links

You have a question in French Business Law?

Our French business lawyers are here to help.
We offer a FREE evaluation of your case.
Call +33 (0) 1 84 88 31 00 or send us an email.

All information exchanged through this website will be communicated to lawyers registered with a French Bar and will remain confidential.