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Article L621-14-1 of the French Monetary and Financial Code

Where the investigation or inspection report drawn up by the AMF reveals breaches by a person referred to in 9° of II of Article L. 621-9, in II of Article L. 621-15, except in the case of breaches referred to in f of II of the same Article L. 621-15, and with the professional obligations mentioned in Article L. 621-17, the AMF Board may, at the same time as it…

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