Subsection 2: Freedom of establishment and freedom to provide services in France (Incoming passport)

I. – The AMF shall receive notifications of freedom of establishment and freedom to provide services from the investment firms referred to in articles L. 532-18 and L. 532-18-1. It shall also receive notifications of freedom of establishment and freedom to provide services involving the use of tied agents by credit institutions referred to in Articles L. 532-18 and L. 532-18-1. It shall immediately inform the Autorité de contrôle prudentiel…

Where an investment services provider referred to inArticle L. 532-18 intends to use a tied agent, within the meaning ofArticle L. 545-1, established in its home country, the identity of that agent shall be published in the single register referred to inArticle L. 546-1. The Autorité de contrôle prudentiel et de résolution informs the body referred to in I ofarticle L. 512-1 of the French Insurance Code so that it…

I. – When the Autorité de contrôle prudentiel et de résolution initiates disciplinary proceedings against an investment services provider from another Member State of the European Union or another State party to the Agreement on the European Economic Area operating in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte and Saint-Martin, it shall send the competent authority of the home State of the institution in question the letter referred…