Call Us + 33 1 84 88 31 00

Article D533-14 of the French Monetary and Financial Code

Investment service providers other than portfolio management companies may, on their own initiative or at the request of a client, treat as a professional or non-professional client, either generally or for each transaction, a client who might otherwise be classified as an eligible counterparty in accordance with the provisions of Article D. 533-13.

An investment service provider other than an asset management company may, at the request of a professional client, treat that client as an eligible counterparty under the conditions mentioned in Article 71(5) of Commission Delegated Regulation (EU) 2017/565 of 25 April 2016.

Original in French 🇫🇷
Article D533-14

Les prestataires de services d’investissement autres que les sociétés de gestion de portefeuille peuvent, de leur propre initiative ou à la demande d’un client, traiter comme un client professionnel ou non professionnel, soit de manière générale, soit pour chaque transaction, un client qui pourrait à défaut être classé comme contrepartie éligible conformément aux dispositions de l’article D. 533-13.

Le prestataire de services d’investissement autre qu’une société de gestion de portefeuille peut, à la demande d’un client professionnel, traiter ce client comme une contrepartie éligible, dans les conditions mentionnées au 5 de l’article 71 du règlement délégué (UE) 2017/565 de la Commission du 25 avril 2016.

Need help with this article? Get help from a French lawyer

Our French business lawyers are here to help.
We offer a FREE evaluation of your case.
Call us at +33 (0) 1 84 88 31 00 or send us an email.

Useful links

You have a question in French Business Law?

Our French business lawyers are here to help.
We offer a FREE evaluation of your case.
Call +33 (0) 1 84 88 31 00 or send us an email.

All information exchanged through this website will be communicated to lawyers registered with a French Bar and will remain confidential.