Paragraph 3: Provisions relating to eligible compensation

The following have the status of eligible counterparties within the meaning of Article L. 533-20: 1. a) The credit institutions referred to in Article L. 511-9 ; b) The investment firms referred to in article L. 531-4; c) Other authorised or regulated financial institutions; d) The insurance and reinsurance undertakings referred to respectively in the first paragraph of article L. 310-1 and article L. 310-1-1 of the Insurance Code, the…

Investment service providers other than portfolio management companies may, on their own initiative or at the request of a client, treat as a professional or non-professional client, either generally or for each transaction, a client who might otherwise be classified as an eligible counterparty in accordance with the provisions of Article D. 533-13. An investment service provider other than an asset management company may, at the request of a professional…