Chapter I: Investment services and related services

Investment services relate to the financial instruments listed in Article L. 211-1 and the units referred to in Article L. 229-7 of the Environmental Code and include the following services and activities: 1. Receipt and transmission of orders on behalf of third parties; 2. Execution of orders on behalf of third parties; 3. Trading on own account; 4. Portfolio management on behalf of third parties; 5. Investment advice; 6-1. Underwriting…

Services related to investment services include: 1. Custody account-keeping of financial instruments on behalf of third parties and ancillary services such as the keeping of cash accounts corresponding to those financial instruments or the management of financial collateral, and excluding the provision of the centralised account-keeping service within the meaning of Section A of the Annex to Regulation (EU) No 909/2014 on improving securities settlement in the European Union and…

The services and activities listed in Articles L. 321-1 and L. 321-2 are provided in accordance with the terms and conditions defined in Books V and VI.

Articles L. 312-19, L. 312-20 and L. 312-21-1 are applicable to accounts opened in the books of persons providing investment or related services as provided for in Articles L. 321-1 and L. 321-2.