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Article R632-1-1-A of the French Monetary and Financial Code

The Autorité de contrôle prudentiel et de résolution and the Autorité des marchés financiers shall communicate, on their own initiative, to the competent authorities of another Member State of the European Union or of another State party to the Agreement on the European Economic Area any information that is essential, within the meaning of Article R. 613-1 B, for the performance of tasks similar to those mentioned in Articles R….

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Article R632-3 of the French Monetary and Financial Code

Where the Autorité des marchés financiers is unable to provide an authority of another Member State of the European Union or party to the Agreement on the European Economic Area exercising similar powers with the assistance that the latter requests pursuant to Article L. 632-16, it shall notify the AMF of the reasons for its refusal and, if the refusal is based on the existence of criminal proceedings or a…

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Article D632-3-1 of the French Monetary and Financial Code

At the request of a competent authority of a trading venue on which an investment services provider other than an asset management company uses algorithmic trading as a member or client of that venue, the AMF shall provide, without undue delay, the information referred to in 2° of Article L. 533-10-5 that it receives from the investment services provider using algorithmic trading.

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Article D632-3-2 of the French Monetary and Financial Code

At the request of a competent authority of a trading venue to which an investment services provider other than an asset management company provides direct electronic access, the AMF shall communicate, without undue delay, the information referred to in 6° of Article L. 533-10-8 that it receives from the investment services provider.

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Article D632-3-3 of the French Monetary and Financial Code

The AMF shall set up cooperation agreements with the competent authorities of trading venues in other European Union Member States or States party to the Agreement on the European Economic Area on which the same instrument referred to in Article L. 420-11 is traded, and with the competent authorities of holders of positions in that instrument. These agreements include the exchange of relevant data to enable the monitoring and implementation…

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Article D632-5 of the French Monetary and Financial Code

The following market infrastructures are subject to the provisions of Article L. 632-17 : 1° Market undertakings that manage a regulated market as defined in Article L. 421-1, or a multilateral trading facility as defined in Article L. 424-1; 2° Central depositories of financial instruments mentioned in 3° of II of Article L. 621-9; 3° Managers of interbank settlement systems and managers of settlement and delivery systems for financial instruments…

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Article R633-1 of the French Monetary and Financial Code

Where the head entity of a financial conglomerate has its head office in another Member State or another State party to the Agreement on the European Economic Area and the Autorité de contrôle prudentiel et de résolution or, where applicable, the Autorité des marchés financiers is the coordinator, the latter may invite the competent authorities of that State, first, to request that entity to provide them with any information relevant…

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