The results of investigations and inspections are set out in a written report. This report shall indicate, in particular, any facts that may constitute breaches of European regulations, of this Code, of the Commercial Code, of the General Regulation of the Autorité des marchés financiers and of the rules approved by the Autorité, breaches of other professional obligations or a criminal offence.
When the Secretary General proposes that the Board implement the procedure provided for in II of Article L. 621-14, he shall first inform the person concerned, by registered letter with acknowledgement of receipt, by hand-delivery against receipt or by bailiff’s deed or by any other means that enables the date of receipt to be ascertained, of the practices that appear to him to be likely to be contrary to legislative…
When the Secretary General proposes to the Board the appointment of a provisional administrator pursuant to Article L. 621-13-1, he shall first inform the person concerned, by registered letter with acknowledgement of receipt, by hand-delivery against a receipt or by bailiff’s deed or by any other means that enables the date of receipt to be ascertained, of the reasons that appear to him to justify such a measure. It shall…
The notification referred to in the first paragraph of III ofArticle L. 621-13-6 shall include all the details and information relating to the measure taken pursuant to I or II of the same article, in particular: 1° The identity of the person or persons to whom it has been sent; 2° The reasons for the measure; 3° The content of the limits imposed, in particular: a) The person concerned; b)…
I.-The decision to suspend and, where applicable, to lay off a director with immediate effect referred to in article L. 1332-3 of the Labour Code, taken pursuant to article L. 631-13-8, shall be notified to the person concerned and to the company that he/she manages by registered letter with acknowledgement of receipt, by hand delivery against receipt or by bailiff’s deed, and shall specify the reasons justifying this measure and…
Suspension and, where applicable, immediate dismissal may not exceed the remainder of the term of office.
The statement of objections, which includes a proposal to initiate the administrative composition procedure, is sent to the accused party in accordance with the conditions set out in the first paragraph of Article R. 621-38. It specifies that the addressee may obtain a copy of the documents in the case file from the Board’s secretariat and be assisted or represented by any counsel of his or her choice. The addressee…
The agreement referred to in the third paragraph of Article L. 621-14-1 shall be signed within four months of the date on which the Autorité des marchés financiers receives acceptance of the proposal to enter the administrative composition procedure.
If the agreement reached is validated by the Board, it is forwarded for approval to the Chairman of the Enforcement Committee, who refers it to one of its sections for approval under the conditions laid down in I of Article R. 621-7. If the agreement reached is not approved by the Enforcement Board, the Board may ask the Secretary General to submit a new draft agreement to the person proposed…
The administrative composition procedure is definitively interrupted : 1° If the person to whom it has been proposed refuses or fails to make a decision within the time limit set in article R. 621-37-2; 2° If no agreement is reached within the time limits set out in article R. 621-37-3 and the second paragraph of article R. 621-37-4; 3° If the agreement is not validated by the college and the…
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is a Registered Trademark of
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182, rue de Rivoli
75001, Paris France
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is a Registered Trademark of
PETROFF LAW FIRM (SELARL LEGASTRAT)
182, rue de Rivoli
75001, Paris France
RCS Paris n°814433470
Paris Bar Registration n° (Toque) C2396
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