Chapter III: Provisions specific to credit institutions, finance companies, investment firms, electronic money institutions, payment institutions and central counterparties

I. – A transfer of ownership of equity securities referred to in Chapter II of Title I of Book II or other ownership securities, as well as assets, rights or obligations of a person subject to a resolution procedure or a bridge institution shall be carried out at the best price in the circumstances, in accordance with an open, transparent and non-discriminatory procedure, in compliance with the legal regime governing…

Without prejudice to Articles L. 142-9, L. 312-14, L. 322-2, L. 612-17, L. 613-34-4 and L. 632-1 A, the following persons are bound by professional secrecy under the conditions and subject to the penalties laid down in Article L. 641-1 when they contribute to the performance of the duties defined in 4° of II of Article L. 612-1 : 1° Any person whom the resolution college or the supervisory college…

The collège de résolution and the fonds de garantie des dépôts et de résolution may recover sums corresponding to the amount of any justified expenses incurred in implementing one or more resolution measures. These expenses must have been reasonable and properly incurred. Recovery is made in one or more of the following ways: 1° By deducting the amount of the sums to be recovered from any consideration paid by a…

Where it is considering taking a write-down, conversion, transfer or other resolution measure in respect of an asset located in a third country or in respect of rights, undertakings, capital securities referred to in Chapter II of Title I of Book II or other property titles governed by the law of a third country, the resolution college may require the administrator, liquidator or any other person exercising control over the…

For each person referred to in I of Article L. 613-34, the methods used to set the remuneration of the senior executives responsible within the meaning of Articles L. 511-13 and L. 532-2 and of the categories of staff whose professional activities have a significant impact on the risk profile of the undertaking or group, including risk-takers, persons exercising a control function and any employee who, in view of his…