Title I: Institutions responsible for regulation and control

When the Autorité de contrôle prudentiel et de résolution requires a person to submit for approval a recovery plan provided for in Article L. 612-32, the person must submit it within a maximum period of one month. The Authority appoints a supervisor who must be kept permanently informed of the preparation of the recovery plan it has required and of the implementation of the decisions and measures contained therein in…

When the Autorité de contrôle prudentiel et de résolution requires a company to submit for approval a training programme provided for in V of Article L. 612-23-1, the company must submit it within forty-five days. The AMF shall be kept regularly informed of the implementation of the training programme it has required.

When the Autorité de contrôle prudentiel et de résolution places a person subject to its supervision under special supervision, it appoints a supervisor and determines the list, model, frequency and deadlines for the transmission of documents and information that must be submitted to the supervisor.

When the Autorité de contrôle prudentiel et de résolution takes the protective measure provided for in 13° of Article L. 612-33 with regard to a person mentioned in 1°, 3° and 5° of B of I of Article L. 612-2, it shall be regularly informed by the person concerned, in accordance with the procedures it has defined, of the transactions relating to the portfolio transfer.

I. – When the Autorité de contrôle prudentiel et de résolution issues the invitation to tender provided for in the second paragraph of Article L. 612-33-2 with a view to the ex officio transfer of a portfolio of contracts provided for in 14° of Article L. 612-33, the undertaking concerned shall make the following information available to candidates for the transfer: 1° The latest version of its articles of association…

When it decides on the automatic transfer of a portfolio of insurance contracts concluded in the territory of one or more Member States of the European Economic Area, pursuant to 14° of Article L. 612-33, the Autorité de contrôle notifies the competent authorities of these different States. Where the transferee undertaking originates from a Member State of the European Economic Area, the Autorité de contrôle prudentiel et de résolution will…

When the Autorité de contrôle prudentiel et de résolution temporarily suspends, restricts or prohibits the free disposal of all or part of the assets of a person subject to its supervision, pursuant to 4° of Article L. 612-33, the Autorité may order any issuing or depositary company or entity, in accordance with the procedures set out in Article R. 612-9 to any issuing or depository company or entity to refuse…

Decisions to appoint a provisional administrator taken pursuant to article L. 612-34 shall specify the foreseeable duration of the assignment and the terms of the monthly remuneration, which shall take into account the nature and importance of the assignment and the situation of the administrator appointed.