The statutory auditors and other auditors of the feeder UCITS and the master UCITS shall exchange the information necessary to fulfil their respective obligations. The General Regulation of the Autorité des marchés financiers shall specify the conditions of application of this article.
The feeder UCITS shall monitor the activity of the master UCITS. In order to fulfil this obligation, it may rely on information and documents received from the master UCITS or, where applicable, from the management company, the depositary and the auditor of the master UCITS, unless it has reason to doubt the accuracy of such information and documents. The General Regulation of the Autorité des marchés financiers shall specify the…
The master UCITS approved by the Financial Markets Authority shall immediately inform the latter of the identity of any feeder UCITS investing in its units or shares. When the feeder UCITS is established in a Member State of the European Union or in another State party to the Agreement on the European Economic Area, the Autorité des marchés financiers shall immediately inform the competent authorities of that Member State or…
I. – When the master UCITS and the feeder UCITS are authorised by the Autorité des marchés financiers, the latter shall immediately inform the feeder UCITS of any decision, measure or observation relating to non-compliance with their obligations by the master UCITS, its management company, its depositary or its auditor. II. – When only the master UCITS is authorised by the Autorité des marchés financiers, the latter shall immediately inform…
I. – The SICAV and the management company, for each of the UCITS it manages, publish : 1° A prospectus containing, in particular, the SICAV’s articles of association or the fund rules ; 2° An annual report for each financial year; 3° A half-yearly report covering the first six months of the financial year. II. – The annual and half-yearly reports are published within the time limits set by decree….
The Autorité des marchés financiers defines the conditions under which UCITS must inform their subscribers and may be advertised, in particular by audiovisual means, or canvassed. The articles of association or rules of the UCITS, as well as the documents intended for the information of their unitholders or shareholders, shall be drawn up in French. However, under the conditions and within the limits set by the General Regulation of the…
I. – UCITS shall transmit, either directly or via the management company which manages them, the information concerning them to an approved body with legal personality responsible for managing a single market repository. This body is responsible for collecting, processing and disseminating this information. It brings together the professions involved in UCITS management. This body is approved, on the basis of its articles of association, by order of the minister…
I. – Investment funds governed by Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011, known as “AIFs”: 1° Raise capital from a number of investors with a view to investing it, in the interests of these investors, in accordance with an investment policy which these AIFs or their management companies define ; 2° Are not UCITS. Where the AIF does not delegate the management…
For the purposes of this paragraph, marketing means a direct or indirect offer or placement, at the initiative or on behalf of a French portfolio management company, a management company established in a Member State of the European Union or an asset manager established in a third country, of units or shares of an AIF that they manage, to investors domiciled or having their registered office in the European Union.
I. – Any French portfolio management company, any management company established in a Member State of the European Union or any asset manager established in a third country shall, prior to marketing in France units or shares of FIAs established in a Member State of the European Union or in a third country to professional clients, with or without a passport, send a notification to the Autorité des marchés financiers…
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75001, Paris France
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is a Registered Trademark of
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182, rue de Rivoli
75001, Paris France
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Paris Bar Registration n° (Toque) C2396
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