Book VI: Banking and financial institutions

The Autorité des marchés financiers may require the suspension, on a temporary basis, of the redemption of units or shares or the issue of new units or shares in an undertaking for collective investment when exceptional circumstances so require and if the interests of unitholders, shareholders or the public so dictate. It may also require an end to the capping or suspension of redemptions of units or shares, or temporarily…

The AMF may require the suspension, on a temporary basis, of the redemption of units or shares or the issue of new units or shares of an AIF when exceptional circumstances so require and if the interests of unitholders, shareholders or the public so dictate. It may also require an end to the capping or suspension of redemptions of units or shares of an AIF, and temporarily limit the use…

Where an AIF management company is unable to ensure compliance with the provisions of Subsection 1 of Section 2 of Chapter IV of Title I of Book II for which an AIF or another entity acting on its behalf is responsible, it shall immediately inform the Autorité des marchés financiers and, if necessary, the competent authorities of the European Union AIF or of a State party to the Agreement on…

I.-The Chairman of the Autorité des marchés financiers shall send a formal notice, by any means capable of establishing the date of receipt, to the following operators: 1° Operators and natural or legal persons offering online investment services that are not authorised pursuant to Article L. 532-1, that are not among the persons mentioned in Article L. 531-2 and that do not fall within the scope of Articles L. 532-16…

I.-The Chairman of the Autorité des marchés financiers or his appointed representative may require any person to take measures to reduce the size of his position or exposure in a financial instrument, in a unit referred to inArticle L. 229-7 of the Environment Code or in the assets referred to in II of Article L. 421-1. II-The Chairman of the Autorité des marchés financiers or the representative he appoints may…

I.-The Autorité des marchés financiers may suspend the marketing or sale of financial instruments, units mentioned in Article L. 229-7 of the Environment Code or assets mentioned in II of Article L. 421-1 when the conditions of Articles 42 of Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 are met. II.The AMF may suspend the marketing or sale of financial instruments, the…

The Chairman or Secretary General of the Autorité des marchés financiers may order the suspension or dismissal of a person referred to in Article L. 421-7, if that person no longer fulfils the conditions laid down in that Article for the exercise of the functions he holds, or to put an end to breaches by that person of the regulations applicable under conditions likely to undermine the proper operation of…

The Autorité des marchés financiers may make a public statement mentioning any person responsible for a breach of European regulations, laws, regulations or professional rules approved by the Autorité des marchés financiers and the nature of the breach.

I. – In the event of the breaches referred to in II of Article L. 621-15, the AMF Board may publish a statement specifying the identity of the natural person or legal entity in question and the nature of the breach. II. – After giving the person concerned the opportunity to present its explanations, the Board may order that breaches of the obligations arising from European regulations, legislative or regulatory…