Book VI: Banking and financial institutions

The Secretary General of the Autorité de contrôle prudentiel et de résolution organises off-site and on-site inspections. The Autorité de contrôle prudentiel et de résolution shall carry out inspections relating to the provisions of the Consumer Code without prejudice to the powers granted to the agents mentioned in Articles L. 511-3 and L. 511-21 of the Consumer Code, under the conditions set out in Book V of the same Code….

I. – The persons referred to in 1°, a of 2°, 4°, 9° and 10° of A of I of Article L. 612-2 shall notify the Autorité de contrôle prudentiel et de résolution of the appointment and reappointment of the managers referred to in Articles L. 511-13 and L. 532-2, within a period set by decree in the Conseil d’Etat. The persons mentioned in 1°, a of 2° and 9°…

The Autorité de contrôle prudentiel et de résolution shall determine the list, model, frequency and deadlines for the transmission of documents and information that must be submitted to it periodically. The Secretary General of the Autorité de contrôle prudentiel et de résolution may also ask persons subject to its supervision for any information, documents, regardless of the medium, and obtain copies thereof, as well as any clarifications or justifications necessary…

In the event of failure to comply with an obligation to notify, declare or transmit statements, documents, data or hearings requested by the Secretary General or one of the panels of the Autorité, the Autorité de contrôle prudentiel et de résolution may issue an injunction accompanied by a penalty payment, the amount and effective date of which it shall determine. The penalty shall be recovered by the public accountant and…

The Secretary General of the Autorité de contrôle prudentiel et de résolution may decide to extend the on-site supervision of a person subject to its supervision: 1° To its subsidiaries ; 2° To legal entities that directly or indirectly control it within the meaning ofArticle L. 233-3 of the Commercial Code; 3° Subsidiaries of these legal entities; 4° Any other company or legal entity belonging to the same group; 5°…