Book V: Service providers

When it decides on a transmission to the competent authority of the host state pursuant toArticle L. 532-27, the Autorité de contrôle prudentiel et de résolution shall communicate the notifications received pursuant to I ofArticle L. 532-23 under the conditions provided for by the implementing regulation of the European Commission adopted pursuant to Article 35(12) of Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014….

Where an investment service provider other than an asset management company intends to amend any of the disclosures referred to in II ofArticle D. 532-20 or, as the case may be, provided for inArticle L. 532-23, it shall inform the Autorité de contrôle prudentiel et de résolution at least one month before the change is made, in accordance with the conditions set out in the Delegated Regulation and Implementing Regulation…

Credit institutions wishing to establish a branch in application of I ofArticle L. 532-23 are subject to the procedure provided for in I ofArticle L. 511-27, subject to the observations and opinions of the Autorité des marchés financiers provided for in this sub-paragraph. Credit institutions wishing to use tied agents pursuant to I of Article L. 532-23 are subject to the procedure provided for in II of Article L. 532-23.

I. – Any portfolio management company governed byArticle L. 532-9 which, having its registered office in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte and Saint-Martin, wishes to establish a branch in another Member State of the European Union or another State party to the Agreement on the European Economic Area in order to manage an authorised UCITS or provide investment services in accordance with Directive 2009/65/EC of the…

I. When a portfolio management company plans to change any of the factors mentioned in 2°, 5° and 6° of II of Article D. 532-20 or any of the assessment factors communicated to the Autorité des marchés financiers, it shall notify the Autorité des marchés financiers at least one month before the change is made. The Autorité des marchés financiers will inform the host state authority that has been designated…

I. – A portfolio management company referred to in I of Article L. 532-25-1 that intends to establish a branch for the first time in another Member State of the European Union or in another State party to the Agreement on the European Economic Area shall send the Autorité des marchés financiers documentation containing the following information: 1° The State in which it intends to establish a branch ; 2°…