Book V: Service providers

I.-The shareholder engagement policy referred to in I of Article L. 533-22 describes the way in which the following elements in particular are ensured: 1° Monitoring of strategy, financial and non-financial performance, risks, capital structure, social and environmental impact and corporate governance; 2° Dialogue with the companies held; 3° Exercise of voting rights and other rights attached to shares; 4° Cooperation with other shareholders; 5° Communication with relevant stakeholders; 6°…

I.-The disclosures referred to in II of Article L. 533-22 include the following information: 1° The most significant medium- and long-term risks associated with the investments made under the contract; 2° The composition, turnover and turnover costs of the portfolio managed under the contract; 3° Where applicable, the use of voting advisers as part of the shareholder engagement policy referred to in I of Article L. 533-22; 4° The usual…

I.-This article applies to entities subject to Article L. 533-22-1. For the credit institutions and investment firms mentioned in Article L. 511-4-3, this article applies to portfolio management activities on behalf of third parties, as defined in Article L. 321-1. For their investment advice activity, the entities mentioned in this article shall apply the provisions relating to financial advisors, within the meaning of Regulation EU 2019/2088 of the European Parliament…

Articles R. 533-18-3 and R. 533-18-4 apply to portfolio management companies.