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Article R621-34 of the French Monetary and Financial Code

November 5, 2023

Investigators and auditors may summon and interview any person likely to provide them with information. They shall present their personal mission order drawn up by the General Secretary in response to any request made in the course of their investigations. The summons shall be sent to the person concerned by registered letter with acknowledgement of receipt or delivered by hand against a receipt or by a bailiff’s deed or by…

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Article R621-35 of the French Monetary and Financial Code

November 5, 2023

Reports drawn up in the course of investigations or inspections shall state the nature, date and place of the observations made. They are signed by the investigator or inspector and the person concerned by the investigations. If the latter refuses, this is noted in the report. When the investigators or inspectors obtain explanations on site, a separate report is drawn up from the visit report. These minutes state that the…

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Article R621-35-1 of the French Monetary and Financial Code

November 5, 2023

I.-The request for authorisation to disclose the connection data referred to in the sixth paragraph of Article L. 621-10-2 shall specify for each investigation: 1° The name of the person suspected of having committed market abuse as referred to in the first paragraph of Article L. 621-10-2 or the name of any other person for whom access to connection data appears necessary for the investigation or, where applicable, the telephone…

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Article R621-35-3 of the French Monetary and Financial Code

November 5, 2023

The destruction of connection data collected in the course of the same investigation under the conditions provided for in Article L. 621-10-2 at the end of their retention period shall give rise to a report drawn up by AMF investigators. Requests for authorisation to access connection data sent to the controller of connection data requests and authorisations issued by the latter shall be destroyed under the same conditions.

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Article R621-36 of the French Monetary and Financial Code

November 5, 2023

The results of investigations and inspections are set out in a written report. This report shall indicate, in particular, any facts that may constitute breaches of European regulations, of this Code, of the Commercial Code, of the General Regulation of the Autorité des marchés financiers and of the rules approved by the Autorité, breaches of other professional obligations or a criminal offence.

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Article R621-37 of the French Monetary and Financial Code

November 5, 2023

When the Secretary General proposes that the Board implement the procedure provided for in II of Article L. 621-14, he shall first inform the person concerned, by registered letter with acknowledgement of receipt, by hand-delivery against receipt or by bailiff’s deed or by any other means that enables the date of receipt to be ascertained, of the practices that appear to him to be likely to be contrary to legislative…

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Article R621-37-1 of the French Monetary and Financial Code

November 5, 2023

When the Secretary General proposes to the Board the appointment of a provisional administrator pursuant to Article L. 621-13-1, he shall first inform the person concerned, by registered letter with acknowledgement of receipt, by hand-delivery against a receipt or by bailiff’s deed or by any other means that enables the date of receipt to be ascertained, of the reasons that appear to him to justify such a measure. It shall…

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Article R621-37-1-1 of the French Monetary and Financial Code

November 5, 2023

The notification referred to in the first paragraph of III ofArticle L. 621-13-6 shall include all the details and information relating to the measure taken pursuant to I or II of the same article, in particular: 1° The identity of the person or persons to whom it has been sent; 2° The reasons for the measure; 3° The content of the limits imposed, in particular: a) The person concerned; b)…

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is a Registered Trademark of
PETROFF LAW FIRM (SELARL LEGASTRAT)
182, rue de Rivoli
75001, Paris France
RCS Paris n°814433470
Paris Bar Registration n° (Toque) C2396

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Linkedin

is a Registered Trademark of
PETROFF LAW FIRM (SELARL LEGASTRAT)
182, rue de Rivoli
75001, Paris France
RCS Paris n°814433470
Paris Bar Registration n° (Toque) C2396

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