Articles L. 612-24, L. 612-26 and L. 612-44 apply to all entities located in a Member State or another State party to the Agreement on the European Economic Area, whether regulated or not, that are part of a financial conglomerate coordinated by the Autorité de contrôle prudentiel et de résolution.
Notwithstanding Act 68-678 of 26 July 1968 on the disclosure of economic, commercial, industrial, financial or technical documents and information to foreign natural or legal persons, any entity established in France which is part of a financial conglomerate is required to provide the European Supervisory Authorities with information relevant to the performance of their duties. If the coordinator is an authority of a Member State or of another State party…
I. – When the competent authorities of a Member State or of another State party to the Agreement on the European Economic Area wish, in specific cases, to verify the information relating to an entity established in France, whether regulated or not, which is part of a financial conglomerate and referred to in Article L. 612-26, they shall ask the Autorité de contrôle prudentiel et de résolution or, where applicable,…
For the purposes of the supplementary supervision provided for in this chapter, the Autorité de contrôle prudentiel et de résolution may enter into the agreements provided for in Article L. 632-13 with the competent authorities of a State which is not a party to the Agreement on the European Economic Area with a view to supervising any entity belonging to a financial conglomerate.
I. – If the Autorité de contrôle prudentiel et de résolution, when appointed as coordinator, finds that the regulated entities of a financial conglomerate comply with the requirements referred to in Article L. 517-8 but that their solvency may nevertheless be jeopardised, or that the transactions between the entities of the group or the concentrations of risks threaten the financial situation of the said regulated entities, it may implement against…
Where a regulated entity uses its membership of a financial conglomerate to evade, in whole or in part, the application of the sectoral rules to which it is subject, the Autorité de contrôle prudentiel et de résolution may use the powers provided for in Sections 5 to 7 of Chapter II and Section 1 of Chapter III of Title I of Book VI. Where the regulated entity referred to in…
Where regulated entities belonging to a group carrying on activities in both the banking and investment services sector and the insurance sector have as their parent undertaking a company whose registered office is in a State which is neither a Member State nor a party to the Agreement on the European Economic Area, the Autorité de contrôle prudentiel et de résolution, where it fulfils the conditions laid down in Article…
For the purposes of the supplementary supervision provided for in this chapter, the Autorité de contrôle prudentiel et de résolution may enter into the agreements provided for in Article L. 633-5 with the competent authorities of a State which is not a party to the Agreement on the European Economic Area with a view to supervising any entity, whether regulated or not, belonging to a financial conglomerate.
The Autorité des marchés financiers (AMF) and the Autorité de contrôle prudentiel et de résolution (ACPR) shall put in place procedures to enable any person to report to them, including anonymously, through secure communication channels and guaranteeing, where applicable, the confidentiality of the identity of persons communicating information for this purpose, any breach of the obligations defined by the European regulations and by the present Code, the Insurance Code, the…
The procedure established, pursuant to I of Article 8 of Law 2016-1691 of 9 December 2016 on transparency, the fight against corruption and the modernisation of economic life, by the persons mentioned in 1° to 8° and 10° to 18° of II of Article L. 621-9 of this Code and by the persons mentioned in Article L. 612-2, when they carry out activities subject to the obligations laid down by…
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is a Registered Trademark of
PETROFF LAW FIRM (SELARL LEGASTRAT)
182, rue de Rivoli
75001, Paris France
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is a Registered Trademark of
PETROFF LAW FIRM (SELARL LEGASTRAT)
182, rue de Rivoli
75001, Paris France
RCS Paris n°814433470
Paris Bar Registration n° (Toque) C2396
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