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Article D411-2-1 of the French Monetary and Financial Code

I.-The total amount of the public offer referred to in 1° of Article L. 411-2-1 of the Monetary and Financial Code in France and the rest of the European Union is less than 8,000,000 euros or the equivalent of this amount in foreign currency. II -The public offer referred to in 2° of Article L. 411-2-1 of the Monetary and Financial Code is addressed to investors who acquire the securities…

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Article D420-3 of the French Monetary and Financial Code

The AMF shall communicate to the European Securities and Markets Authority and to the competent authorities of the other Member States of the European Union or parties to the Agreement on the European Economic Area the information referred to in II of Article L. 420-9. With regard to conduct that may be indicative of conduct prohibited under Regulation (EU) No 596/2014 of the European Parliament and of the Council of…

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Article D420-4 of the French Monetary and Financial Code

The Autorité des marchés financiers shall immediately inform the authorities of the other Member States of the European Union and of the other States party to the Agreement on the European Economic Area designated as contact points, as well as the European Securities and Markets Authority: a) of any decision to suspend or delist from trading and of any decision to lift such a measure ; b) Any decision to…

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Article D420-6 of the French Monetary and Financial Code

The Autorité des marchés financiers shall communicate the information referred to in the second paragraph of Article L. 420-18 to the competent authority of the State concerned within one month, in accordance with the procedure and conditions laid down in Article 35 of Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority.

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Article R421-1 of the French Monetary and Financial Code

Where the AMF has appointed an agent without an adversarial procedure, in accordance with the provisions of the third paragraph of Article L. 421-3, it shall immediately inform the market undertaking and shall then have a period of three months in which to make known its decision to confirm this measure in accordance with an adversarial procedure defined by decree. The provisional measure ceases to have effect if it has…

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Article D421-2 of the French Monetary and Financial Code

When the Autorité des marchés financiers considers that an agent should be appointed in accordance with the provisions of Article L. 421-3, it shall inform the market undertaking, by registered letter with acknowledgement of receipt sent to its legal representative or by any other means that ensures receipt by the said representative, of the reasons why it intends to make such an appointment.

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