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Article R633-1 of the French Monetary and Financial Code

Where the head entity of a financial conglomerate has its head office in another Member State or another State party to the Agreement on the European Economic Area and the Autorité de contrôle prudentiel et de résolution or, where applicable, the Autorité des marchés financiers is the coordinator, the latter may invite the competent authorities of that State, first, to request that entity to provide them with any information relevant…

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Article R633-2 of the French Monetary and Financial Code

The Autorité de contrôle prudentiel et de résolution or, where applicable, the Autorité des marchés financiers shall cooperate closely with the other competent authorities to ensure that the sanctions or measures it has adopted pursuant to Articles L. 633-12 and L. 633-13 are effective.

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Article R633-3 of the French Monetary and Financial Code

Where the Autorité de contrôle prudentiel et de résolution is the supervisory authority referred to in Article L. 633-14, it shall consult the other competent authorities concerned and implement the guidelines developed through the Joint Committee of European Supervisory Authorities.

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Article R633-4 of the French Monetary and Financial Code

The cooperation between competent authorities provided for in Articles L. 633-5 and L. 633-6 is carried out under the following conditions: 1° Without prejudice to their respective responsibilities, the competent authorities and the coordinator shall communicate, on their own initiative, any essential information or, upon request, any useful information enabling these authorities to exercise their prudential functions, in the context of the supplementary supervision of financial conglomerates. Such information shall…

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Article R633-5 of the French Monetary and Financial Code

Pursuant to Article L. 633-7, the Autorité de contrôle prudentiel et de résolution or, where applicable, the Autorité des marchés financiers, as coordinator, shall provide the Joint Committee of European Supervisory Authorities with the information defined in a, 1° of Article R. 633-4.

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Article R641-1 of the French Monetary and Financial Code

Any manager of a person referred to in I and II of article L. 612-2 who fails to produce a recovery plan prescribed in accordance with the provisions of article R. 612-30 or fails to implement it within the conditions and deadlines laid down is liable to a fifth-class fine. A repeat offence under this article is punishable in accordance with article 132-11 of the Criminal Code.

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Article R641-2 of the French Monetary and Financial Code

Any manager of a person referred to in I and 3° of II of Article L. 612-2 who fails to make the transfer referred to in the last paragraph of Article R. 612-32 is liable to a fifth-class fine. Repetition of the offence provided for in this article is punishable in accordance with article 132-11 of the Criminal Code.

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Article R641-3 of the French Monetary and Financial Code

For the purposes of applying the penalties listed in this Title, the following are deemed to be company directors: the chairman and managing director, the chairman, the directors, the managing directors, the deputy managing directors, the directors, the members of the supervisory board and the management board, the managers, and any de facto director of a French company, and, in the case of a foreign company, the managing director or…

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Article R711-1 of the French Monetary and Financial Code

In application of article 73 of the Constitution, the provisions of the regulatory part of the present code apply by operation of law in Guadeloupe, French Guiana, Martinique, Mayotte and La Réunion, subject to the provisions of title II of the present book and the adaptations mentioned in books I to VI of the present code.

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Article R711-2 of the French Monetary and Financial Code

In application of articles LO 6213-1, LO 6313-1 and LO 6413-1 of the General Code of Territorial Authorities, the provisions of the regulatory part of the present code apply automatically to Saint-Barthélemy, Saint-Martin and Saint-Pierre-et-Miquelon, subject to the provisions of the present book.

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