Any breach by financial investment advisers as defined in article L. 541-1 of the laws, regulations and professional obligations applicable to them is subject to sanctions imposed by the Enforcement Committee in accordance with the procedures set out in I, a and b of III and IIIa to V of article L. 621-15.
Any failure by the external valuation experts referred to in article L. 214-24-15 to comply with the laws, regulations and professional obligations applicable to them is subject to sanctions imposed by the Enforcement Committee in accordance with the procedures set out in I, a and b of III and IIIa to V of article L. 621-15.
When the AMF forwards certain facts or information to the Financial Public Prosecutor pursuant to Article L. 621-20-1, certain facts or information to the Financial Public Prosecutor, the report or notification provided for in Article 16 of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directive 2003/6/EC of the European Parliament and of the…
It is punishable by the penalties laid down in Article 226-13 of the Criminal Code for the directors or officers of the persons mentioned in Article 16 of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directive 2003/6/EC of the European Parliament and of the Council and Directives 2003/124/EC, 2003/125/EC and 2004/72/EC, to bring…
Without prejudice to Article 40 of the Code of Criminal Procedure, Articles L. 621-17-3 and L. 621-20-1 of this Code and the exercise of its powers by the Autorité des marchés financiers, the latter, as well as each of its members, experts appointed to the consultative commissions mentioned in III of Article L. 621-2, members of its staff and officers, from disclosing information gathered pursuant to Article 16 of Regulation…
With regard to transactions that have been the subject of the report or notification referred to in Article 16 of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directive 2003/6/ EC of the European Parliament and of the Council and Directives 2003/124/ EC, 2003/125/ EC and 2004/72/ EC, no proceedings based onArticle 226-13 of…
The AMF shall ensure that issuers referred to in Article L. 451-1-2 or issuers whose securities are admitted to trading on a multilateral trading facility subject to the provisions of II of Article L. 433-3 regularly publish the information required by law or regulation. It verifies the information published by these issuers. To this end, it may require issuers, the persons that control them or are controlled by them and…
At the request of one or more investment services providers or a professional association of investment services providers, the Autorité des marchés financiers may, after obtaining the opinion of the Banque de France, certify standard contracts for transactions in financial instruments or units referred to inArticle L. 229-7 of the Environmental Code or the assets referred to in II of Article L. 421-1.
I. – The transactions referred to in Article 19 of the same Regulation shall be communicated by the persons referred to in a to c to the Autorité des marchés financiers and made public by the latter, under the conditions mentioned in Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directive 2003/6/EC of the…
Legal entities whose registered office is in France and whose securities are admitted to trading on a regulated market shall make public the information required by the report referred to in the last paragraph of Articles L. 225-37 and L. 225-68 of the Commercial Code and, where applicable, the information referred to in 2° and the last paragraph of Article L. 22-10-35 under conditions set by the General Regulations of…
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is a Registered Trademark of
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75001, Paris France
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is a Registered Trademark of
PETROFF LAW FIRM (SELARL LEGASTRAT)
182, rue de Rivoli
75001, Paris France
RCS Paris n°814433470
Paris Bar Registration n° (Toque) C2396
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